-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GPvCc8psNOLYq/FR6XUM+jfTTY6Mb7Pk3QfsVKTN/pdDaJLiLZTbGS5xsL+V+CFK 9twUPXJ1/oK1Je51ZBIYHw== 0000950117-98-000190.txt : 19980210 0000950117-98-000190.hdr.sgml : 19980210 ACCESSION NUMBER: 0000950117-98-000190 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980209 SROS: NYSE GROUP MEMBERS: BAY HARBOUR MANAGEMENT LC GROUP MEMBERS: STEVEN A. VAN DYKE GROUP MEMBERS: TOWER INVESTMENT GROUP, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRUMP HOTELS & CASINO RESORTS INC CENTRAL INDEX KEY: 0000943320 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 133818402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-44483 FILM NUMBER: 98525921 BUSINESS ADDRESS: STREET 1: 2500 BOARDWALK CITY: ATLANTIC CITY STATE: NJ ZIP: 08401 BUSINESS PHONE: 6094416060 MAIL ADDRESS: STREET 1: 2500 BOARDWALK CITY: ATLANTIC CITY STATE: NJ ZIP: 08401 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAY HARBOUR MANAGEMENT LC CENTRAL INDEX KEY: 0001049310 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 593418243 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 777 SOUTH HARBOUR ISLAND BLVD CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 8132721992 MAIL ADDRESS: STREET 1: 777 SOUTH HARBOUR ISLAND BLVD CITY: TAMPA STATE: FL ZIP: 33602 SC 13G 1 BAY HARBOUR MANAGEMENT, L.C. SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------------- SCHEDULE 13G Under the Securities Act of 1934 Trump Hotels & Casino Resorts, Inc. ------------------------------------------------------ (Name of Issuer) Common Stock ------------------------------------------------------ (Title of Class of Securities) 898168109 ------------------------------------------------------ (CUSIP Number) ------------------------------------------------------ The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. - ------------------------------ ------------------------- CUSIP No. 898168109 13G Page 2 of 8 Pages - ------------------------------ ------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person Steven A. Van Dyke I.R.S. Identification No. of Above Person Not applicable - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 1,643,100 ----------------------------------------------------------------- Beneficially 6 Shared Voting Power Owned by 0 ----------------------------------------------------------------- Each 7 Sole Dispositive Power Reporting 1,643,100 ----------------------------------------------------------------- Person With 8 Shared Dispositive Power 0 ----------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,643,100 - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 7.30% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IN, HC - -------------------------------------------------------------------------------- - ------------------------------ ------------------------- CUSIP No. 898168109 13G Page 3 of 8 Pages - ------------------------------ ------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person Tower Investment Group, Inc. I.R.S. Identification No. of Above Person 59-2924229 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Florida - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 1,628,100 ----------------------------------------------------------------- Beneficially 6 Shared Voting Power Owned by 0 ---------------------------------------------------------------- Each 7 Sole Dispositive Power Reporting 1,628,100 ----------------------------------------------------------------- Person With 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,628,100 - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 7.24% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) HC - -------------------------------------------------------------------------------- - ------------------------------ ------------------------- CUSIP No. 898168109 13G Page 4 of 8 Pages - ------------------------------ ------------------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person Bay Harbour Management, L.C. I.R.S. Identification No. of Above Person 59-3418243 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Florida - -------------------------------------------------------------------------------- Number of 5 Sole Voting Power Shares 1,628,100 ----------------------------------------------------------------- Beneficially 6 Shared Voting Power Owned by 0 ----------------------------------------------------------------- Each 7 Sole Dispositive Power Reporting 1,628,100 ----------------------------------------------------------------- Person With 8 Shared Dispositive Power 0 ----------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,628,100 - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 7.24% - -------------------------------------------------------------------------------- 12 Type of Reporting Person (See Instructions) IA - -------------------------------------------------------------------------------- - ------------------------------ ------------------------- CUSIP No. 898168109 13G Page 5 of 8 Pages - ------------------------------ ------------------------- Item 1(a) Name of Issuer: Trump Hotels & Casino Resorts, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 200 Park Avenue New York, New York 10166-4999 Item 2(a) Name of Person(s) Filing: Bay Harbour Management, L.C. ("Bay Harbour"), Tower Investment Group, Inc. ("Tower"), as the majority stockholder of Bay Harbour, and Steven A. Van Dyke, in his capacity as the sole stockholder and President of Tower. Item 2(b) Address of Principal Business Office: The principal business address of Bay Harbour, Tower and Mr. Van Dyke is 777 South Harbour Island Boulevard, Suite 270, Tampa, Florida 33602. Item 2(c) Citizenship: Bay Harbour - Florida Tower - Florida Mr. Van Dyke - United States Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 898168109 Item 3 The person(s) filing is (are): Bay Harbour is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940. Tower is a parent holding company of Bay Harbour. Mr. Van Dyke is a "parent holding company" of Bay Harbour. - ------------------------------ ------------------------- CUSIP No. 898168109 13G Page 6 of 8 Pages - ------------------------------ ------------------------- - -------------------------------------------------------------------------------- Item 4(a) Amount Beneficially Owned: As of December 31, 1997, Bay Harbour may be deemed to be the beneficial owner of 1,628,100 shares of Common Stock of Trump Hotels & Casino Resorts, Inc. as a result of voting and dispositive power that it held with respect to the 1,628,100 shares of Common Stock of Trump Hotels & Casino Resorts, Inc. held for the account of four private investment funds and seven managed accounts. As of December 31, 1997, Tower may be deemed to be the beneficial owner of the 1,628,100 shares of Common Stock of Trump Hotels & Casino Resorts, Inc. deemed to be beneficially owned by Bay Harbour referred to above. Tower is the majority stockholder of Bay Harbour. As of December 31, 1997, Mr. Van Dyke may be deemed to be the beneficial owner of the 1,643,100 shares of Common Stock of Trump Hotels & Casino Resorts, Inc., consisting of (i) 1,628,100 shares of Common Stock deemed to be beneficially owned by Bay Harbour as referred to above and (ii) 15,000 shares of Common Stock beneficially owned by Mr. Van Dyke, individually. Mr. Van Dyke is the sole stockholder and President of Tower. Item 4(b) Percent of Class: 7.30% (7.24% beneficially owned by Tower and Bay Harbour) Item 4(c) Number of shares as to which Bay Harbour has: (i) sole power to vote or direct the vote: 1,628,100 (ii) shared power to vote or to direct the vote: 0 (iii) the sole power to dispose of or to direct the disposition of: 1,628,100 (iv) shared power to dispose of or to direct the disposition of: 0 Bay Harbour does not currently possess any rights to acquire additional shares of Trump Hotels & Casino Resorts, Inc. Common Stock. Number of shares as to which Tower has: (i) sole power to vote or direct the vote: 1,628,100 (ii) shared power to vote or to direct the vote: 0 (iii) the sole power to dispose of or to direct the disposition of: 1,628,100 (iv) shared power to dispose of or to direct the disposition of: 0 - ------------------------------ ------------------------- CUSIP No. 898168109 13G Page 7 of 8 Pages - ------------------------------ ------------------------- - -------------------------------------------------------------------------------- Tower does not currently possess any rights to acquire additional shares of Trump Hotels & Casino Resorts, Inc. Common Stock. Number of shares as to which Mr. Van Dyke has: (i) sole power to vote or direct the vote: 1,643,100 (ii) shared power to vote or to direct the vote: 0 (iii) the sole power to dispose of or to direct the disposition of: 1,643,100 (iv) shared power to dispose of or to direct the disposition of: 0 Mr. Van Dyke does not currently possess any rights to acquire additional shares of Trump Hotels & Casino Resorts, Inc. Common Stock. Item 5. Ownership of Five Percent or Less of a Class. Inapplicable. Item 6. Ownership of More than 5% on Behalf of Another Person. The limited partners of the partnerships and the investors in the managed accounts for which Bay Harbour acts as an investment adviser have the right to participate in the receipt of dividends from, or proceeds from the sale of, securities held by their funds or accounts, as the case may be. No such fund, single limited partner of any of such funds nor any investor in a managed account holds a beneficial interest in the Trump Hotels & Casino Resorts, Inc. Common Stock which would cause such person to be deemed the beneficial owner of more than five percent of the outstanding Common Stock of Trump Hotels & Casino Resorts, Inc. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. See Item 3 hereof. Item 8. Identification and Classification of Members of the Group. Inapplicable. Item 9. Notice of Dissolution of the Group. Inapplicable. - ------------------------------ ------------------------- CUSIP No. 898168109 13G Page 8 of 8 Pages - ------------------------------ ------------------------- - -------------------------------------------------------------------------------- Item 10. Certification. By signing below each of the undersigned certifies that, to the best of such person's knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer or such securities and were not acquired in connection with or as a participant in any transaction have such purpose or effect. SIGNATURE After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: February 6, 1998 BAY HARBOUR MANAGEMENT, L.C. By: /s/ STEVEN A. VAN DYKE --------------------------------------- Name: Steven A. Van Dyke Title: President and Chief Executive Officer Dated: February 6, 1998 TOWER INVESTMENT GROUP, INC. By: /s/ STEVEN A. VAN DYKE --------------------------------------- Name: Steven A. Van Dyke Title: President Dated: February 6, 1998 /s/ STEVEN A. VAN DYKE --------------------------------------- Steven A. Van Dyke Exhibit Index Exhibit I Joint Filing Agreement, dated February ___, 1998, by and among Bay Harbour Management, L.C., Tower Investment Group, Inc. and Steven A. Van Dyke EX-99 2 EXHIBIT I Exhibit I Joint Filing Agreement The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that it knows or has reason to believe that such information is inaccurate. This Agreement may be executed counterparts and each of such counterparts taken together shall constitute one and the same instrument. Dated: February 6, 1998 BAY HARBOUR MANAGEMENT, L.C. By: /s/ STEVEN A. VAN DYKE --------------------------------------- Name: Steven A. Van Dyke Title: President and Chief Executive Officer Dated: February 6, 1998 TOWER INVESTMENT GROUP, INC. By: /s/ STEVEN A. VAN DYKE --------------------------------------- Name: Steven A. Van Dyke Title: President Dated: February 6, 1998 /s/ STEVEN A. VAN DYKE -------------------------------------- Steven A. Van Dyke -----END PRIVACY-ENHANCED MESSAGE-----